站内查询
您现在的位置是:主页 > 澳门威尼斯人手机app下载 > 股民新三板开户到底如何办中国结算不用临柜
股民新三板开户到底如何办中国结算不用临柜
2020-01-08 01:38  www.affilinker.com

  1月3日,针对目前部分券商未能开放线上开通新三板交易权限的功能,全国股转公司已经发布《关于优化全国股转系统账户标识有关业务的通知》(下称通知)。此前有包括深圳券商的新三板开户遭叫停,一度引发全行业关注,而中国结算该通知的下发,无疑给出了明确答案。

On january 3rd, in response to the failure of some securities firms to open the new three-board trading authority on the line, the national stock exchange company has issued the notice on optimizing the national stock exchange system account identification related business. Prior to the Shenzhen brokerage, including the new three-board account was suspended, once aroused industry-wide concern, and China settlement of the notice issued, no doubt gave a clear answer.

  通知明确,除临柜方式外,证券公司可以采取见证、网上方式为自然人办理“全国股转系统账户标识”新增业务,可以采取见证方式为普通机构投资者办理“全国股转系统账户标识”新增业务。

Notice is clear, in addition to the temporary counter way, securities companies can take witness, online way for natural persons to handle \"national stock transfer system account identification\" new business, may take witness for ordinary institutional investors to handle \"national stock transfer system account identification\" new business.

  对于不再参与全国股转系统业务的自然人或机构投资者,应主动向证券公司申请取消“全国股转系统账户标识”和股转系统使用信息,或直接申请注销相关账户。

For natural persons or institutional investors who no longer participate in the business of the national stock transfer system, they should apply to the securities company for cancellation of the \"national stock transfer system account identification\" and the information for the use of the stock transfer system, or apply directly for the cancellation of the relevant accounts.

  此外,近期新三板利好不断,去年12月27日,全国股转发布实施首批7件全面深化新三板改革有关业务规则,今日证监会就公募基金投资新三板征集意见。业内人士评论,改革的速度超出预期,预计新三板估值和流动性将会得到全面改善。

In addition, the recent positive new three boards, on December 27 last year, the National Stock Exchange announced the implementation of the first batch of seven comprehensive deepening of the new three board reform related business rules, today the Securities Regulatory Commission on the public fund investment in the new three boards. Industry insiders have commented that the pace of reform has exceeded expectations and that the new three-board valuation and liquidity are expected to improve across the board.

  1月3日股转公司已经发布的《通知》中明确,个人投资者即日起可以线上开通新三板账户标识业务,机构投资者可采用见证形式开通,1月13日后可以取消标识或申请注销相关账户。具体通知如下:

In the notice issued by the company on january 3rd, it is clear that individual investors can open the new three-board account identification business online from now on, and institutional investors can use the form of witness to open, and after january 13th, they can cancel the logo or apply for cancellation of related accounts. The specific notices are as follows:

  一、除临柜方式外,证券公司可以采取见证、网上方式为自然人办理“全国股转系统账户标识”新增业务,可以采取见证方式为普通机构投资者办理“全国股转系统账户标识”新增业务。

First, in addition to the temporary counter, securities companies may take the form of witness, online means for natural persons to handle the \"national stock transfer system account identification\" new business, can take the form of witness for ordinary institutional investors to handle the \"national stock transfer system account identification\" new business.

  二、对于不再参与全国股转系统业务的自然人或机构投资者,应主动向证券公司申请取消“全国股转系统账户标识”和股转系统使用信息,或直接申请注销相关账户。

For natural persons or institutional investors who no longer participate in the business of the national stock exchange system, they shall apply to the securities firm for cancellation of the \"national stock exchange system account identification\" and information on the use of the stock exchange system, or apply directly for cancellation of the relevant accounts.

  证券公司可以采取临柜、见证、网上方式为自然人办理“全国股转系统账户标识”取消业务,可以采取临柜、见证方式为机构投资者办理“全国股转系统账户标识”取消业务。

A securities firm may handle the \"National Stock Exchange System Account Identification\" cancellation business for natural persons by means of temporary counter, witness and online, and may handle the \"National Stock Exchange System Account Identification\" cancellation business for institutional investors by means of temporary counter and witness.

  (1)《证券账户开立申请表》或《证券账户业务申请表(适用于办理证券账户查询、变更、休眠激活、注销、网络服务业务)》;

()" Application Form for Securities Account Opening "or" Application Form for Securities Account Business (applicable to securities account inquiry, change, dormancy activation, cancellation, network service business)";

  (2)投资者有效身份证明文件原件及复印件〔各类投资者办理账户业务使用的有效身份证明文件具体类型参见《证券账户业务指南》、《特殊机构及产品证券账户业务指南》(以下统称《指南》)证券账户开立部分有关规定〕;

(2) Original and photocopy of valid identification documents for investors [the specific types of valid identification documents for the use of various types of investors in handling account business refer to the Securities Account Business Guide and the Securities Account Business Guide for Special Institutions and Products (hereinafter referred to as the "Guide ").

  四、证券公司应当在柜面系统对全国股转系统账户业务的办理方式进行标识,区分临柜、见证、网上等办理方式。

Four, the securities company shall mark the way of handling the account business of the national stock transfer system in the counter system, distinguish between the temporary counter, witness, online and so on.

  五、自本通知发布之日起证券公司可以为投资者非现场办理“全国股转系统账户标识”新增业务,自2020年1月13日起证券公司可以为投资者办理“全国股转系统账户标识”取消业务。

From the date of issuance of this Circular, a securities company may handle the new business of \"National Stock Exchange System Account Marking\" for investors off-site, and the securities company may cancel the business of \"National Stock Exchange System Account Marking\" for investors from January 13,2020.

  12月27日,全国股转发布实施首批7件全面深化新三板改革有关业务规则,标志着新三板全面深化改革正式落地实施,改革“蓝图”进入“施工”阶段。通过此次改革,行业呼唤已久的“降低新三板投资门槛”终于得以实现降低,新三板市场的“流动性”正在回归,这也重新给券商带来了一块“大蛋糕“。

On December 27, the National Stock Exchange issued the first batch of seven comprehensively deepening the new three-board reform related business rules, marking the official implementation of the new three-board all-round deepening reform, the reform \"blueprint\" into the \"construction\" stage. Through this reform, the industry calls for a long time to \"lower the threshold of new three-board investment\" finally to achieve a lower, the new three-board market \"liquidity\" is returning, which also brought a \"big cake\" to brokers.

  2019年12月29日,国信证券官方微信公众号一则有关“新三板客户投资权限开通“的文章在业内“先发制人”。也发布《关于股转新业务上线更新手机交易客户端的公告》。也在APP登入页面出现了新三板业务相关的弹出窗口提醒。

On December 29,2019, Guoxin Securities official WeChat Public number one article about \"new three board customer investment authority to open\" in the industry \"pre-emptive \". Also issued \"on the stock on-line update mobile phone trading client notice \". Also in the app login page appeared a new three-board business-related pop-up window reminder.

  国信证券文章显示,投资者可通过手机APP,按照“业务办理—权限开通—挂牌公司合格投资者资格申请”的路径开通账户,然后参与相关知识测评,测评完成后提交审核,也可通过国信证券网上营业厅办理。

Guoxin Securities article shows that investors through the mobile phone app, according to the \"business processing-authority to open-listed company QFII qualification application\" path to open an account, and then participate in the relevant knowledge evaluation, after the completion of the evaluation submitted to the audit, but also through Guoxin Securities online business hall to handle.

  不过,近日记者登陆国信金太阳APP发现,该功能已经被撤下。一些券商人士认为撤下服务模块的原因“可能是系统功能尚未完善,或是未达投资者适当性要求。”

However, recently the reporter landed in the state of xinjin sun app found that the feature has been removed. Some brokers believe that the reason for the removal of the service module \"may be that the system is not yet fully functional or does not meet the appropriateness requirements of investors.\"

  2019年12月27日,股转系统发布的新三板改革方案中,对投资者适当性管理制度主要做了三方面的调整,其中一个调整是对资产认定标准进行完善,将个人投资者资产标准由金融资产调整为证券资产,这个改变的初衷是提升可操作性,防范违规开通交易权限的风险。

On December 27,2019, the new three-board reform plan issued by the stock transfer system mainly made three adjustments to the investor's appropriateness management system, one of which was to perfect the standard of asset recognition and to change the standard of individual investor's assets from financial assets to securities assets.

  2020年1月3日,中国结算在《通知》中表示,自本通知发布之日起证券公司可以为投资者非现场办理“全国股转系统账户标识”新增业务,自2020年1月13日起证券公司可以为投资者办理“全国股转系统账户标识”取消业务。同时附件中还有股转账户标识维护相关数据接口规范文件。

On January 3,2020, China Clearing said in the Notice that from the date of issuance of this Circular, securities companies can handle new business of \"National Stock Exchange System Account Marking\" for investors off-site, and from January 13,2020, securities companies can handle \"National Stock Exchange System Account Marking\" for investors. At the same time in the attachment there are stock account identification maintenance related data interface specification file.

  全国股转公司发布实施《全国中小企业股份转让系统投资者适当性管理办法》(下称《适当性办法》),全面下调新三板投资者门槛,并针对不同市场层次设置了差异化的准入条件。精选层、创新层、基础层的资产门槛分别降至100万元、150万元、200万元。

The National Stock Exchange Corporation issued and implemented the Measures on the Appropriateness Management of Investors in the National Small and Medium-sized Enterprises Share Transfer System (hereinafter referred to as the Appropriateness Measures), comprehensively lowered the threshold for investors in the new three boards, and set different admission conditions for different market levels. The asset threshold of selected layer, innovation layer and foundation layer was reduced to 1 million yuan,1.5 million yuan and 2 million yuan respectively.

  新三板研究资深人士彭海表示,改革政策落地之后,从现在市场表现来说,市场关注度已经在起来,券商已经开始在把新三板这块业务做起来,对券商来说以后新三板市场的业务空间挺大的。

Peng hai, a senior researcher at the new third board, said that after the reform policy landed, from the current market performance, market attention has already risen, securities companies have begun to do the business of the new third board, for securities companies after the new third board market business space is quite large.

  彭海测算过,精选层100万理论有将近241万户符合要求,200万也有超过150万户符合要求。所以整体来说相较2018年底新三板合计43万户(其中大部分为董监高账户)来说,市场参与者数量将会得到大幅的改善。同时时引入公募基金等机构账户绝对数量也会有小幅的增加,但机构账户是长期稳定资金的重要来源,从而有利于改善市场流动性水平,提升投融资功能。整体来说市场流动性将会得到大幅改善。

Peng hai has calculated that the select layer of 1 million theory nearly 2.41 million households meet the requirements,2 million also more than 1.5 million households meet the requirements. So overall, the number of market participants will improve substantially compared to the 430000 new third-board households (mostly mr dong accounts) at the end of 2018. At the same time, there will be a small increase in the absolute number of institutional accounts, such as the introduction of public funds, but institutional accounts are an important source of long-term stable funds, which will help to improve the level of market liquidity and enhance the function of investment and financing. Overall, market liquidity will improve significantly.

  但也有券商财富管理负责人表示,此前新三板市场沉寂时间较长,公司新三板团队大多已经解散,现在去做新三板的这拨人大多已经不是原来那些人,熟悉起来还需要个过程。但该负责人也认为,新三板改革之后,市场空间显然是很大的,券商一定都会大力跟进,这块的业务人才也要开始培养。“以前新三板客户积累的券商可以行动得更快一点,没有的现在也要开始做起来,逐步推广,培养新客户”。

But the head of wealth management also said that before the new three-board market has been quiet for a long time, the company's new three-board team has mostly been disbanded, now to do the new three-board this group of people are not the original people, familiar with the need for a process. But the head also believes that after the new three-board reform, the market space is obviously very large, brokers will certainly vigorously follow up, this business talent will also start to train. \"Before the new three-board customers accumulated securities companies can act a little faster, not now also start to do, gradually promote, train new customers.\"

  证监会在今日提出,规范公募基金投资范围,仅允许股票基金、债券基金等投资精选层股票。研究总监付立春认为,这是从证监会的角度呼应了最新的《全国股转公司投资者适当性管理办法》,明确了股票、债券公募基金可以直接投资于新三板的精选层股票。

SFC proposed today to regulate the investment scope of public funds, only allowed equity funds, bond funds and other investment selection layer of stocks. Fu Lichun, director of research, believes that this is from the perspective of the Securities Regulatory Commission echo the latest \"National Stock Exchange Company investors appropriate management measures \", clear stocks, bond public funds can be directly invested in the new three-board selection layer of stocks.

  “这可能与以前公募基金等机构的新三板产品是不同的,公募基金直接参与新三板精选层的投资,而普通投资者购买新三板公募基金的门槛也会大大降低。”付立春指出,个人投资者通过公募基金参与新三板经验层的程度将大幅提高,加上新三板精选层的个人投资者门槛已经降至100万,新三板精选层的投资流动性得到相当程度的初步保障。未来包括QFII等机构投资进入值得期待。

“This may be different from the new three-board products of institutions such as the former public offering fund, which is directly involved in the investment of the new three-board selection layer, and the threshold for ordinary investors to buy the new three-board public offering fund will be greatly reduced. Fu lichun points out that the degree of individual investors participating in the new third board experience layer through the public offering fund will be greatly improved, plus the threshold of individual investors in the new third board selection layer has fallen to 1 million, and the investment liquidity of the new third board selection layer has been reasonably guaranteed. The future, including investment by institutions such as QFII, is worth looking forward to.

  随着新三板深化改革政策的快速推进,市场特别是具有精选层预期的股票表现量价齐升。新三板正进入升级新阶段,优质企业和专业投资者将会分享第二个春天带来的红利。

As the new board deepens the reform policy to advance rapidly, the market especially has the select layer anticipated stock performance quantity price rises. The new board is entering a new phase of upgrading, and premium companies and professional investors will share the dividends of the second spring.

  联讯证券研究所新三板负责人彭海认为,今天证监会的提法对于精选层的公司有利好,精选层的股票以集中竞价为主,对于投资方式不会产生重大变化。公募基金出于对收益率的要求,由于资金体量庞大,后期产品规模估计会逐渐跟上。

Peng hai, head of the new third board of the lianxun institute of securities research, believes that today's sfc's proposal is good for the selected layer of the company, the stock of the selected layer is mainly concentrated bidding, and there will be no significant change in the investment mode. Public funds for the rate of return requirements, due to the volume of funds, later product size estimates will gradually keep up.

  资深新三板评论人、北京南山投资创始人周运南认为,公募基金入市新三板,首先作为大型专业投研机构,可以为新三板股票提供更准确的估值和定价,提高新三板的定价功能;其次为社保基金、企业年金、慈善基金、QFII、RQFII等机构资金未来投资新三板提供模板和经验;最后是对新三板市场的一个信心和价值的有力背书。

Zhou Yunnan, senior commentator of the new third board and founder of Beijing Nanshan Investment, believes that the public offering fund enters the new third board as a large professional investment and research institution, which can provide more accurate valuation and pricing for the new third board stock and improve the pricing function of the new third board; secondly, it provides the template and experience for the social security fund, enterprise annuity, charity fund, QFII and RQFII to invest in the new third board in the future; finally, it is a strong endorsement of the confidence and value of the new third board market.

  有关部门推进公募基金进入新三板由来已久。2015年,证监会和全国股转系统多次提到,要引进公募基金投资新三板。2018年6月25日,中国人民银行、保险监督管理委员会、中国证券监督管理委员会、国家发展改革委、财政部联合发布《关于进一步深化小微企业金融服务的意见》。

Relevant departments promote public funds into the new third board has a long history. In 2015, the Securities Regulatory Commission and the National Stock Exchange system repeatedly mentioned the need to introduce public funds to invest in the new three boards. On June 25,2018, the People's Bank of China, the Insurance Regulatory Commission, the China Securities Regulatory Commission, the State Development and Reform Commission, and the Ministry of Finance jointly issued the opinions on further deepening the financial services of small and micro enterprises.

  《意见》第十一条指出,强化多层次资本市场支持。持续深化新三板分层、交易制度改革,完善差异化的发行、信息披露等制度,提升新三板市场功能。推动公募基金等机构投资者进入新三板。规范发展区域性股权市场。稳妥推进资产证券化,有序拓宽小微企业融资渠道。

Article 11 of the 《 Opinion states that multi-level capital market support should be strengthened. Continue to deepen the new three-board stratification, trading system reform, improve the differentiated issuance, information disclosure and other systems to enhance the new three-board market function. Promote public funds and other institutional investors to enter the new third board. regulate the development of regional equity markets. We will steadily promote asset securitization and expand financing channels for small and micro enterprises in an orderly manner.

  “公募基金入市从2014年就列入了计划,经过近6年才出台征询意见稿,主要是新三板改革和发展需要一个逐渐推进和成长的过程,目前新三板全面深化改革总体方案已经落局,众多相关具体举措正在逐个落地,公募基金入市的基础条件已经成熟。”周运南进一步表示,公募基金出于考核和排名的考虑,面对新三板精选层这个新生事物,在放行前期可能会谨慎参与,先观望再摸索,然后总结出研究模型和投资策略,再逐步加大投资力度。

“Public funds have been included in the plan since 2014, after nearly six years of consultation draft, mainly because the new three-board reform and development needs a gradual process of promotion and growth. Zhou Yunnan further said that the public funds for assessment and ranking considerations, in the face of the new three-board selection layer this new thing, in the early release may be careful to participate, wait and see before groping, and then summarize the research model and investment strategy, and then gradually increase investment efforts.